NYSE Securities   Print Print
 Quarter Ending 6/30/2009   
SEC Rule 606
Disclosure of Order Routing Practices
Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 69.1%    30.0%    0.8%    100.0%   
  Credit Suisse Securities (USA) LLC 7.1%    1.5%    0.0%    5.4%   
  Knight Capital Markets 84.9%    58.2%    29.1%    76.4%   
  NYSE/Arca 0.0%    12.5%    0.0%    3.8%   
  UBS Securities LLC 6.3%    9.8%    70.9%    7.9%   
  Wedbush Morgan Securities, Inc. 0.0%    12.2%    0.0%    3.7%   

This report has been prepared in accordance with U.S. Securities and Exchange Commission Exchange Act Rule 606 that requires broker/dealers to make public, quarterly reports containing certain information on their order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

Material Aspects of Relationships with Venues
System response times may vary due to a variety of factors, including trading volumes, market conditions, and system performance.