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 Quarter Ending 9/30/2018   
SEC Rule 606
Disclosure of Order Routing Practices
Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 83.9%    15.1%    1.0%    100.0%   
  UBS Securities LLC 39.5%    35.6%    85.3%    39.3%   
  Virtu Americas LLC 60.5%    64.4%    14.7%    60.7%   

This report has been prepared in accordance with U.S. Securities and Exchange Commission Exchange Act Rule 606 that requires broker/dealers to make public, quarterly reports containing certain information on their order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

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