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 Quarter Ending 3/31/2020   
SEC Rule 606
Disclosure of Order Routing Practices
Exchange Market Order Limit Others Total
  Non-Directed Orders as Percentage (%) of Total Customer Orders 86.5%    13.0%    0.5%    100.0%   
  UBS Securities LLC 29.0%    28.1%    60.8%    29.0%   
  Virtu Americas LLC 71.0%    71.9%    39.2%    71.0%   

This report has been prepared in accordance with U.S. Securities and Exchange Commission Exchange Act Rule 606 that requires broker/dealers to make public, quarterly reports containing certain information on their order routing practices. The report provides information on the routing of "non-directed orders" which is generally defined as any order that the client has not specifically instructed to be routed to a particular venue for execution.

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